-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DOjjm/kxO2afdtRH/O+VpQHMDI3ldsjZijg1OhzrwA3zmOGgx7KNL16wUwqUhi8l I8qLIepwz+2VYH/sxor7og== 0001144204-10-006092.txt : 20100209 0001144204-10-006092.hdr.sgml : 20100209 20100209085106 ACCESSION NUMBER: 0001144204-10-006092 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100209 DATE AS OF CHANGE: 20100209 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED SOLAR, INC. CENTRAL INDEX KEY: 0001176193 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 980370750 STATE OF INCORPORATION: NV FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-79664 FILM NUMBER: 10582463 BUSINESS ADDRESS: STREET 1: 514 VIA DE LA VALLE STREET 2: SUITE 200 CITY: SOLANA BEACH STATE: CA ZIP: 92075 BUSINESS PHONE: (858) 794-8800 MAIL ADDRESS: STREET 1: 514 VIA DE LA VALLE STREET 2: SUITE 200 CITY: SOLANA BEACH STATE: CA ZIP: 92075 FORMER COMPANY: FORMER CONFORMED NAME: OPEN ENERGY CORP DATE OF NAME CHANGE: 20060428 FORMER COMPANY: FORMER CONFORMED NAME: BARNABUS ENERGY, INC. DATE OF NAME CHANGE: 20050822 FORMER COMPANY: FORMER CONFORMED NAME: BARNABUS ENTERPRISES LTD DATE OF NAME CHANGE: 20020621 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: YA Global Investments CENTRAL INDEX KEY: 0001132874 IRS NUMBER: 134150836 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 101 HUDSON STREET STREET 2: SUITE 3606 CITY: JERSEY CITY STATE: NJ ZIP: 07302 BUSINESS PHONE: (201) 985-8300 MAIL ADDRESS: STREET 1: 101 HUDSON STREET STREET 2: SUITE 3606 CITY: JERSEY CITY STATE: NJ ZIP: 07302 FORMER COMPANY: FORMER CONFORMED NAME: CORNELL CAPITAL PARTNERS LP DATE OF NAME CHANGE: 20010119 SC 13G/A 1 v173560_sc13ga.htm
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No.     1       )*

Open Energy
(Name of Issuer)

Common Stock, par value $0.001 per share
(Title of Class of Securities)

68370710
(CUSIP Number)

February 8, 2010

 (Date of Event, which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨           Rule 13d-1(b)
x           Rule 13d-1(c)
¨           Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information, which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purposes of Section 18 of the Securities and Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act out shall be subject to all other provisions of the Act, (however, see the Notes).
 

 
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Cusip No.   68370710                                           
     
     
 
1.
Names of Reporting Persons.
   
I.R.S. Identification Nos. of above persons (entities only)
     
   
YA Global Investments, L.P. (f/k/a/ Cornell Capital Partners, L.P.)
   
(13-4150836)
     
 
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
   
(a) ¨
   
(b) ¨
     
     
 
3.
SEC Use Only
     
     
 
4.
Citizenship or Place of Organization:  Cayman Islands
       
       
   
5.
Sole Voting Power:
 
Number of
   
 
Shares
   
 
Beneficially
6
Shared Voting Power:                                    0
 
Owned by
   
 
Each
   
 
Reporting
7.
Sole Dispositive Power:
 
Person With
   
       
   
8.
Shared Dispositve Power:                              0
       
       
 
9.
Aggregate Amount Beneficially Owned
   
by Each Reporting Person:
     
     
 
10.
Check if the Aggregate Amount in Row (9)
   
Excludes Certain Shares (See Instructions)
     
     
 
11.
Percentage of Class Represented by Amount
   
in Row (9):                                                               0.0%
     
     
 
12.
Type of Reporting Person (See Instructions):        PN
 

 
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Item 1.
(a) Name of Issuer:           Open Energy
(b) Address of Issuer’s Principal Executive Offices:
514 Via de la Valle
Suite 200
Solana Beach, CA 92075

Item 2.
Identity and Background.
 
(a)
Name of Person Filing: YA Global Investments, L.P.  (f/k/a Cornell Capital Partners, L.P.)
 
(b)
Address of Principal Executive Office or, if none, Residence of Reporting Persons:
101 Hudson Street, Suite 3700
Jersey City, NJ 07302
(c) 
Citizenship: Cayman Islands
 
(d)
Title of Class of Securities: Common Stock, par value $0.001 per share
 
(e)
Cusip Number: 68370710.

Item 3.
If the statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is:
 
(a)
¨
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)
¨
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)
¨
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)
¨
Investment company registered under section 8 of the Investment Company Act of 1940 (15 of the Act (15 U.S.C. 78o);
(e)
¨
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
(f)
¨
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
(g)
¨
A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
(h)
¨
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)
¨
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); or
(j)
¨
Group, in accordance with 240.13d(b)(1)(ii)(J).
 
Item 4.
Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
 
 
(a)
Amount beneficially owned: ____________________
 
 
 
(b)
Percentage of Class:            0.0%
 
 
 
(c)
Number of shares as to which the person has:
 
 
(i)
Sole Power to vote or to direct the vote: ___________
 
 
 
(ii)
Shared power to vote or to direct the vote:          0          
 
 
 
 
(iii)
Sole power to dispose or to direct the disposition: ___________
 
 
 
(iv)
Shared power to dispose or to direct the disposition:                    0             
 
 
 
 

 
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Item 5.
Ownership of Five Percent or Less of a Class:

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following x.

Item 6.
Ownership of more than five percent on Behalf of Another Person.

Not Applicable

Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

Not Applicable

Item 8.
Identification and Classification of Member Group

Not Applicable

Item 9. 
Notice of Dissolution of Group

Not Applicable

Item 10.
Certification

By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as participant in any transaction having that purpose or effect.
 

 
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SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement in true, complete and correct.

Dated:  February 8, 2010
REPORTING PERSON:
   
 
YA GLOBAL INVESTMENTS, L.P.
     
 
By:
Yorkville Advisors, LLC
 
Its:
Investment Manager
     
 
By:
/s/ Steven S. Goldstein
  Name:   Steven S. Goldstein, Esq.
  Its:        Chief Compliance Officer
 

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